James Haley, CFP®
Chief Executive Officer & Director of Private Client Group
Mr. Haley is the CEO of Dividend Assets Capital and Director of The Private Client Group, where he works to ensure the firm consistently meets the investment and planning needs of its successful and growing client base.
Jim has over 26 years of experience in the investment and wealth management industry, during which he has served as a Senior Client Advisor, Portfolio Manager, and Wealth Strategist within the private wealth, advisory, and trust divisions of several regional and national banks, including Wilmington Trust, Bank of America-US Trust, and SunTrust Private Wealth Management.
Jim is a graduate of Campbell University (Master of Trust and Investment Management), Southeastern Trust School, and Siena College (Bachelor of Science in Finance). In addition, Jim has earned the designation of Certified Financial Planner (CFP®).
Jim believes it is important to serve and give back to the community where he lives and works. He is currently a member of the Board of Advisors for Siena College and has served as Board President for the local Boys & Girls Club. He’s also been a Board Member of Rotary HHI, The Estate Planning Council, and has served several other nonprofit organizations throughout his career as a Board Member or President.
Additionally, Jim is a frequent speaker, panel moderator, and subject matter expert on topics within the financial planning and wealth advisory industry. His expertise includes discussions on The Future of Wealth Management, Fixed Income & Equity Strategies, and Wealth Planning & Implementation Strategies for Successful families, among others.